NewYorkUniversity
LawReview

Articles

2018

Reciprocity on the Streets: Reflections on the Fourth Amendment and the Duty to Cooperate with the Police

David T. McTaggart

Illinois v. Wardlow, the Supreme Court’s most recent Fourth Amendment decision involving encounters between police and pedestrians, stands for a proposition that, at first glance, appears uncontroversial and commonsensical: If a citizen indicates a desire not to cooperate with a police officer, then that officer has “reasonable suspicion” to justify a limited search of the citizen. This Note argues, however, that the uncooperative citizen is, in many respects, symptomatic of a history of aggressive police activity. While the Fourth Amendment is aimed at preventing arbitrary invasions of liberty, the Wardlow opinion promises only to escalate the level of police activity, thereby fueling the cycle of antagonism between police and citizens. The cooperation of every citizen in the enforcement of our nation’s laws is the preferred normative aim, but this Note argues that such a goal will not be achieved unless and until the mutual perceptions of mistrust between the police and citizens are ameliorated. This Note analyzes the role that the Fourth Amendment might play in this endeavor and juxtaposes the right to ignore abusive police officers with the duty to cooperate with officers acting legitimately. The Note concludes that Fourth Amendment doctrine in this area has gradually granted unfettered discretion to police officers without providing appropriate guidelines to restrain the passions which accompany such a dangerous profession. It closes with some proposals by which all parties involved–pedestrians, individual police officers, and entire police forces–can respect one another’s interests and better serve society’s needs.

Typography in the U.S. Reports and Supreme Court Voting Protocols

B. Rudolph Delson

Supreme Court Justices frequently divide their opinions into parts, stncturing their decisions with Roman numerals, capital letters, Arabic numerals, and so on. This typographical convention, called here “outline-style formatting,” began to appear in the U.S. Reports in 1927 and has changed how the Justices create law. In this Note, Rudolph Delson presents a study of outline-style formatting in Supreme Court opinions. Delson suggests that stylistic concerns, such as the desire to make long opinions more approachable, drove the Court to adopt outline-style formatting. However, over time the Justices came to rely on outline-style formatting when they voted, joining in and dissenting from opinions on a part-by-part basis. Delson concludes that outline-style formatting is therefore no longer merely stylistic but now facilitates strategic behavior by the Justices.

Congressional Influence on Judicial Behavior? An Empirical Examination of Challenges to Agency Action in the D.C. Circuit

Richard L. Revesz

Building on his earlier work on judicial decisionmaking in the D.C. Circuit, Professor Revesz now examines whether this court’s ideological divisions are affected by changes in the composition of the political branches: the two chambers of Congress and the Presidency. Thus, he seeks to test empirically the plausibility of positive political theory models of adjudication, which posit that judges act in an ideologically “strategic” manner. The data set developed for this study consists of all cases decided by the D.C. Circuit between 1970 and 1996 that challenged the health-and-safety decisions of twenty federal agencies. While the study confirms the author’s earlier findings of ideological voting in the D.C. Circuit, it does not find any statistically significant evidence that these ideological divisions are affected by the party controlling Congress or the Presidency. This finding invites a reassessment of the leading positive political theory accounts of the effects of judicial review of administrative action.

Diaspora Bonds

Anupam Chander

Diasporas–groups who maintain ties to a homeland while living abroad–present a challenge to standard paradigms of international law. The dominant statist model of international law, which limits the reach of a state’s laws to its own geographic boundaries, allows no legal connection between a diaspora and its homeland. The cosmopolitan model of international law, which minimizes the importance of nationality, also discourages such legal ties. Professor Anupam Chander proposes a third paradigm–the diasporan model–which accommodates the dual loyalties and interests of people living in diasporas by allowing them to be governed by the laws of both their homelands and their adopted countries. As an example of host the diasporan model might settle concrete legal problems, Chander discusses Resurgent India Bonds, a mechanism that the Indian government uses to raise capital from the Indian diaspora. He suggests a diasporan solution to the choice-of-law question raised by foreign-issued securities: enforcing forum-selection clauses which keep private litigants out of U.S. courts, while allowing regulators to enforce U.S. law against foreign issuers. This hybrid solution, Chander argues, makes a diasporan compromise: It respects the sovereignty of the adopted country over matters of public concern while allowing the diaspora to choose the law of its homeland to resolve private disputes.

Democracy, Taxes, and Wealth

James R. Repetti

Congress adopted an estate tax in 1916 in response to concerns about the harmful social effects of wealth concentration. Recently, proposals have been put forward to abolish the estate tax. Professor Repetti explores traditional justifications for the estate tax and reviews political and economic research on the effects of wealth concentration. He determines that wealth concentration is detrimental to the nation’s long-term economic growth because it creates educational disadvantages for the poor and sociopolitical malaise. It also harms the democratic process because it gives the affluent a disproportionally large political voice. He then evaluates the current estate tax and concludes that it provides the important benefits of decreasing dynastic wealth concentration and raising revenues. Moreover, empirical studies suggest that the tax does not discourage savings.

Toward a Functional Defense of Political Party Autonomy

Nathaniel Persily

In its recent decision in California Democratic Party v. Jones, the Supreme Court struck down California’s “blanket primary,” which allowed any voter to vote in any race in any party’s primary. The decision has propelled questions of primary voter qualifications to the forefront of constitutional analysis of political parties. This Article analyzes the case law on state regulation of primary elections and argues in favor of constitutional protection for party organizational autonomy in determining qualifications for primary voters. Legal scholars have been almost unanimous in their condemnation of the Court’s decision in Jones. This Article takes a different view. Agreeing with the critics that traditional First Amendment rights of expression and association largely are inapplicable to party primaries, this Article advocates an approach that pays less attention to parties’ status as state actors or private associations and more attention to the functions they play in American democracy. In particular, the Article argues that autonomous parties are a necessary check against one party’s manipulation of the electoral process to its advantage and an indispensable means of aggregating interest groups into the American political system. Recognizing that in the context of primary elections, today’s major political parties are, nevertheless, state actors, the Article concedes that explicit constitutional guarantees preventing discrimination in the right to vote ought to apply to major-party primaries.

Rules Lawyers Play By

Richard W. Painter

In this Article, Richard Painter uses contractarian economic theory to demonstrate general trends in professional responsibility rules, including gradual migration away from standards and toward defined rules and increased use of default rules and opt-in rules. Many rules, however, remain broad standards, and immutable rules remain the principal mechanism for regulating conduct that affects third parties. This Article discusses how additional default rules and opt-in rules, if carefully chosen with protection of third parties in mind, could enrich professional responsibility codes enormously. This Article also proposes that the American Bar Association more clearly define opt-out mechanisms in existing default rules and in some cases make them easier to use earlier in representation of clients. In other cases, aspirational rules, including ethical considerations similar to those in the Model Code, could reinvigorate reputational enforcement of ethics norms, particularly if coupled with disclosure of information about lawyer compliance. Finally, this Article proposes that law firms be encouraged or perhaps required to adopt their own codes of professional responsibility. Law firm codes would fill gaps in the law, address agency problems within law firms, and enhance the quality of feedback that lawyers give to each other about ethics within firms.

Laboratories of Bigotry? Devolution of the Immigration Power, Equal Protection, and Federalism

Michael J. Wishnie

Assistant Professor of Clinical Law, New York University. B.A., 1987; J.D., 1993, Yale University.

In this Article, Professor Michael Wishnie addresses the current pressing problem of denial of benefits to legal immigrants under the 1996 Welfare Reform Act in the context of a deeper inquiry into the very heart of immigration law: From where does the federal government derive the power to regulate its borders? Can Congress devolve this power to the states? Looking deeply into jurisprudence and textual sources, as well as history, he ascertains that this authority always has been exclusively federal and that to permit devolution would be to contradict the entire notion of sovereignty. Thus, Professor Wishnie concludes that any devolution of authority over immigration to the states, such as that contained in the 1996 welfare reforms, may not receive the judicial deference traditionally granted to federal immigration law. Instead, any state exercise in the immigration arena, even pursuant to Congress’s explicit approval, must be evaluated under thirty years of precedent subjecting state discrimination against permanent resident aliens to heightened scrutiny.

Private or Public Approaches to Insuring the Uninsured: Lessons from International Experience with Private Insurance

Timothy Stoltzfus Jost

Newton D. Baker, Baker and Hostetler Professor, College of Law, and Professor, College of Medicine and Public Health, The Ohio State University; Visiting Professor of Law, Spring 2000, Washington and Lee University. B.A., 1970, University of California, Santa Cruz; J.D., 1975, University of Chicago.

While the United States, virtually alone among developed countries, relies primarily on private health insurance to deliver access to health care services, private health insurance is not unknown elsewhere in the world. In this Article, Timothy Jost surveys the mixed public and private health insurance systems of Australia, Chile, Germany, and the Netherlands, as well as the largely public systems of Canada, France, and the United Kingdom. He shows that countries that place significant reliance on private health insurance also regulate the private insurance market heavily; only where private insurance merely supplements universal public insurance is the private market largely unregulated. Professor Jost concludes from his comparative analysis that market-reliant systems are unlikely to reduce the growing number of Americans who are uninsured, and that the differences between highly regulated private insurance systems and largely public insurance systems are less pronounced than generally assumed. While the United States politically is unlikely to move towards public insurance, he writes, a turn towards greater privatization would tend to worsen, rather than improve, the problem of the uninsured.

Rethinking the Debates over Health Care Financing: Evidence from the Bankruptcy Courts

Melissa B. Jacoby, Teresa A. Sullivan, Elizabeth Warren

Assistant Professor of Law, Temple University. B.A., 1991, J.D., 1994, University of Pennsylvania. Vice President and Dean of Graduate Studies and Professor of Sociology, University of Texas at Austin. B.A., 1970, Michigan State University; A.M., 1972, Ph.D., 1975, University of Chicago. Leo Gottlieb Professor of Law, Harvard University. B.S., 1970, Houston University; J.D., 1976, Rutgers University

In 1999, Professors Jacoby, Sullivan, and Warren undertook an empirical study of bankruptcy filings to understand better the circumstances that brought middle-class families to a state of financial collapse. The information gathered in the study, known as Phase III of the Consumer Bankruptcy Project, revealed that an estimated more than half a million middle-class families turned to bankruptcy courts for help after illness or injury that year. The findings of the study illustrate how bankruptcy files document the economic problems families encounter when bills mount and incomes fall in the aftermath of a medical problem. In this Article, Professors Jacoby, Sullivan, and Warren present the data from their study to illustrate that hundreds of thousands of middle-class families in the United States are devastated economically each year under the current health care finance system. Their data indicate that focusing on the presence or absence of health insurance alone would lead to an incomplete solution. Instead, the authors suggest that since bankruptcy effectively serves as part of the health care payment system, bankruptcy policy should be included in any comprehensive review of health care financing policy.